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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-05 |
| FL | RA | APPROVED | 2019-11-06 |
| PR | RA | APPROVED | 2019-10-07 |
| TX | RA | APPROVED_RES | 2007-09-07 |
| TN | RA | APPROVED | 2004-03-03 |
Branch Locations
371 Fountain View Circle, Alcoa, TN 37701 • United States
1309 Kalmia Rd, Knoxville, TN 37909 • United States
222 E. Main Street, Sevierville, TN 37862 • United States
407 Blondeau St., Ste. 2, Keokuk, IA 52632-5657 • United States
Knoxville, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Alcoa | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Alcoa | TN | 03/2020 | Present |
Real Estate Ownership; Commercial; 1309 Kalmia Dr, , Knoxville, TN, 37909; Not Investment-Related; 05/27/2013 / Commercial; 371 Fountain View circle, , Alcoa, TN, 37701; Not Investment-Related; 05/27/2013 / Lot/Land; Irish Hollow Rd, , Galena, IL, 61036; Not Investment-Related; 11/01/2024. Independent Insurance Brokering; Mass Mutual; 02/03/2020; / AXA; 02/03/2020; / American National; 09/21/2021; / Gerber; 09/14/2021; / John Hancock; 09/21/2021; / Protective; 09/21/2021; / Transamerica; 09/21/2021; / Lincoln Financial; 02/03/2020; Disability Income. Business Ownership; Practice Solutions, Inc.; Management of vision and business plan; Solely to manage employees of practice; 371 Fountain View Circle Alcoa, TN. 37701, ,; Not Investment-Related; 03/01/2011; 10 to 19 hours per month; 1 to 9 during trading hours / Practice Solutions Consolidated Group, LLC; Co-owner; Manage Ameriprise Business; 371 Fountain view Circle, , Alcoa, TN, 37701; Investment-Related; 08/01/2024; 1 to 9 hours per month; 0 during trading hours / ELT Property Group, LLC; Co-owner; Real Estate; 1013 Centre Rd, Suite 403S, , Wilmington, DE, 19805; Not Investment-Related; 10/02/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; UTK College of Education,Health & Human Sciences; Board member; Cumberland AveKnoxville Tn, ,; Not Investment-Related; 10/08/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-31 |
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