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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-08
CT RA APPROVED 2013-10-07
  • TX RA
    APPROVED
    Since 2015-01-08
  • CT RA
    APPROVED
    Since 2013-10-07

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 12/2005 Present
Other Businesses

I*5068267, Entity Type: Entity For Profit, Name of OBA: CITY OF NEW BRITAIN, Address: NEW BRITAIN, Connecticut, 06051, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 08/11/2026, No Hours: 18 Yearly, No Hours during Trading: 15 Yearly, Duties: POLL WORKER DUTIES INCLUDE ASSISTING THE MODERATOR WHO IS IN CHARGE OF THE POLLING LOCATION. ASSISTING WITH ANY VOTER ISSUES BY CALLING THE VOTER REGISTRARS OFFICE TO MAKE SURE THE PERSON IS REGISTERED TO VOTE FOR EXAMPLE IF THEY ARE INACTIVE OR MAY HAVE MOVED ETC CITY OF NEW BRITAIN VOTER REGISTRAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04
Other Names
  • Wanda Jean Mobley

View on SEC IAPD

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