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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-23
PA RA APPROVED 2010-08-27
  • TX RA
    APPROVED_RES
    Since 2020-01-23
  • PA RA
    APPROVED
    Since 2010-08-27

Branch Locations

3475 West Chester Pike Suite 250, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Newtown Square PA 04/2009 Present
Raymond James Financial Services Advisors, Inc. Newtown Square PA 08/2010 Present
Windsor E Recycling Newtown Square PA 11/2022 12/2025
Previous Registrations
  • 2009-02-10 → 2009-03-31
    Cetera Wealth Services, Llc
    King Of Prussia, PA
  • 2005-05-27 → 2009-01-02
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Allentown, PA
    Bath, PA
    Bethlehem, PA
    Bethlehem, PA
    Bethlehem, PA
    Allentown, PA
    Bethlehem, PA
    Bethlehem, PA
    Bethlehem, PA
    Brodheadsville, PA
    Catasqua, PA
    Clarks Summit, PA
    Coaldale, PA
    Coopersburg, PA
    Coplay, PA
    Dallas, PA
    Dallas, PA
    Dunmore, PA
    East Greenville, PA
    Easton, PA
    Easton, PA
    Easton, PA
    Easton, PA
    Easton, PA
    Edwardsville, PA
    Emmaus, PA
    Exeter, PA
    Frackville, PA
    Frackville, PA
    Hawley, PA
    Hawley, PA
    Hellertown, PA
    Kingston, PA
    Lehighton, PA
    Macungie, PA
    Mahony City, PA
    Matamoras, PA
    Mcadoo, PA
    Milford, PA
    Milford, PA
    Mount Carmel, PA
    Mount Pocono, PA
    Northampton, PA
    East Greenville, PA
    Pitman, PA
    Pittston, PA
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    Plymouth, PA
    Pottsville, PA
    Pottsville, PA
    Quakertown, PA
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    Schnecksville, PA
    Scranton, PA
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    Stroudsburg, PA
    Tamaqua, PA
    Taylor, PA
    Trexlertown, PA
    Tunkhannock, PA
    Allentown, PA
    Whitehall, PA
    Whitehall, PA
    Wilkes-Barre, PA
    Wilkes Barre, PA
    Wind Gap, PA
    Allentown, PA
    Hometown, PA
    Shickshinny, PA
    Slatington, PA
    Hegins, PA
    Tamaqua, PA
    Scranton, PA
    Allentown, PA
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    Allentown, PA
    Kingston, PA
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    Allentown, PA
    Wyomissing, PA
Other Businesses

(1)Name of Business: Address: 3475 West Chester Pike, Newtown Square, PA, 19073, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/27/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: sales of non variable insurance (2)Name of Business: Triumph Partners Address: 7 roberts road, newtown square , PA, 19073, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 04/13/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Group Life, Health, and Medical Insurance.Life Insurance,LTCIt also is my operating company in which deposits and checks are written for branch (3)Name of Business: Triumph Partners Address: 3475 West Chester Pike, Newtown Square, PA, 19073, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/26/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-13
S63 Uniform Securities Agent State Law Examination 1991-02-13
  • S65 Uniform Investment Adviser Law Examination
    2005-05-13
  • S63 Uniform Securities Agent State Law Examination
    1991-02-13
Other Names
  • Jeff R Vitt

View on SEC IAPD

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