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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-09
UT RA APPROVED 2013-12-05
  • TX RA
    APPROVED_RES
    Since 2021-07-09
  • UT RA
    APPROVED
    Since 2013-12-05

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

West Jordan, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 05/2015 01/2017
Morgan Stanley South Jordan UT 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-04
S63 Uniform Securities Agent State Law Examination 2012-02-13
  • S66 Uniform Combined State Law Examination
    2013-12-04
  • S63 Uniform Securities Agent State Law Examination
    2012-02-13
Other Names
  • Gina Burton
  • Gina Burton-Tempest
  • Gina Burton Tempest

View on SEC IAPD

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