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2219 Old Arroyo Chamiso, Santa Fe, NM 87505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED_RES | 2021-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rikoon Group Llc | Santa Fe | NM | 05/2007 | 12/2020 |
| Rikoon Capital Partners Llc | Santa Fe | NM | 12/2020 | Present |
A. RIKOON INVESTMENT ADVISORS INC AND ROBERT RIKOON; ALL NON REGISTERED INVESTMENT ADVISOR RELATED ACTIVITIES; 2308 CALLE COLIBRI SANTA FE, NM 87505, provides private fiduciary services, acts as a trustee/personal representative, and serves in other fiduciary roles, ONGOING, 15 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS. B. ROBERT RIKOON, ALL NON REGISTERED INVESTMENT ADVISOR RELATED ACTIVITIES,2308 CALLE COLIBRI SANTA FE, NM 87505, participates in real estate projects, private lending, and consults on other private ventures, ONGOING, 15 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS C. ROBERT RIKOON, ALL NON REGISTERED INVESTMENT ADVISOR RELATED ACTIVITIES,2308 CALLE COLIBRI SANTA FE, NM 87505, engages in art-related business (painting, sculpture, lithography), ONGOING, 15 HOURS PER MONTH, NO HOURS SPENT DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-05 |
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