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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-28
VA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2020-08-28
  • VA RA
    APPROVED
    Since 2017-03-25

Branch Locations

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Richmond VA 01/1990 03/2017
#Ia Metlife Securities Inc. Richmond VA 01/1990 03/2017
Massachusetts Mutual Life Insurance Company Glen Allen VA 07/2016 Present
Mml Investors Services, Llc Glen Allen VA 03/2017 Present
  • 01/1990 → 03/2017
    Metlife Securities Inc.
    Richmond, VA
  • 01/1990 → 03/2017
    #Ia Metlife Securities Inc.
    Richmond, VA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Glen Allen, VA
  • 03/2017 → Present
    Glen Allen, VA
Previous Registrations
  • 1999-03-31 → 2017-03-25
    Msi Financial Services, Inc.
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-24
S63 Uniform Securities Agent State Law Examination 1990-06-25
  • S65 Uniform Investment Adviser Law Examination
    1999-02-24
  • S63 Uniform Securities Agent State Law Examination
    1990-06-25

View on SEC IAPD

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