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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-10-30 |
Branch Locations
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wooster | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wooster | OH | 11/2016 | 04/2020 |
| Wells Fargo Advisors Financial Network, Llc | Wooster | OH | 04/2020 | 10/2024 |
| &Partners | Wooster | OH | 10/2024 | Present |
SWARTZENTRUBER WEALTH MANAGEMENT LLC POSITION: Owner NATURE: This LLC was where I run my business activities. All expenses including rent and payroll are run through the LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: Wooster, OH 44691, United States DESCRIPTION: Manage all aspects of the business including receivables, payables and payroll.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-23 |
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