Jeffrey Swartzentruber

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Wooster, OH
• 11/2016 → 04/2020
  Wells Fargo Clearing Services, Llc
  Wooster, OH
• 04/2020 → 10/2024
  Wells Fargo Advisors Financial Network, Llc
  Wooster, OH
• 10/2024 → Present
  &Partners
  Wooster, OH

Previous Registrations

• 2020-04-30 → 2024-10-30
  Wells Fargo Advisors Financial Network, Llc
  Wooster, OH
• 2004-11-01 → 2020-04-30
  Wells Fargo Clearing Services, Llc
  Wooster, OH
  Wooster, OH

Other Businesses

SWARTZENTRUBER WEALTH MANAGEMENT LLC POSITION: Owner NATURE: This LLC was where I run my business activities. All expenses including rent and payroll are run through the LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: Wooster, OH 44691, United States DESCRIPTION: Manage all aspects of the business including receivables, payables and payroll.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-12
• S63 Uniform Securities Agent State Law Examination
  1991-09-23

Other Names

• Jeff L Swartzentruber
• Jeffrey Lamar Swartzentruber