Scott David Horner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Phoenix, AZ
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Phoenix, AZ
  Phoenix, AZ
• 2010-01-15 → 2012-07-02
  First Allied Securities, Inc.
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1.)SCOTT HORNER; AGENT; INSURANCE; START DATE:9/1/2007. 2.)SR CAPITAL CORPORATOIN; DBA. 3.) BOY SCOUTS OF AMERICA TROOP 426; MERIT BADGE INSTRUCTOR; NON PROFIT ORGANIZATION; START DATE: 05/17/2017; 4 HOURS PER MONTH. 4.) FINANCIAL PEACE UNIVERSITY CLASS (DAVE RAMSEY); VOLUNTEER; EDUCATION/TEACHING; START DATE: 07/10/2018; 4 HOURS PER MONTH. 5.) SR CAPITAL COROPORATION; PARTNER; HOLDING COMPANY; START DATE: 11/01/2018; 4 HOURS PER MONTH. 6.) SCOTT D & RENDEL MB HORNER TRUST; TRUSTEE; FUDICIARY POSITION; START DATE10/06/2015; 4 HOURS PER MONTH. 7.) NAME OF OTHER BUSINESS: ST. MARK LUTHERAN CHURCH; ADDRESS: 3030 E. THUNDERBIRD PHOENIX, AZ 85032; NATURE OF BUSINESS: RELIGOUS; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: ELDER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER, LEADERSHIP ACTIVITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-14
• S63 Uniform Securities Agent State Law Examination
  1990-08-20

Other Names

• Scott David Honrer