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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-31 |
| CT | RA | APPROVED | 2019-07-29 |
Branch Locations
115 Wild Basin Rd Suite 115, Austin, TX 78701 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J. Sims & Co. Inc. (3420) | Austin | TX | 09/2013 | Present |
Elizabeth Sims is Asset Management Strategist for Herbert J. Sims Capital Management ("HJSCM"), a SEC registered investment advisor. She is responsible for overall proprietary portfolios and models and conducts due diligence on 3rd party managers. She joined HJSCM in January 2017 and spends approximately 45% of her time on HJSCM business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-20 |
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