Roy Robert Caso

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Massmutual Life Insurance Company
  Holyoke, MA
• 02/2000 → Present
  Mml Investors Services, Llc
  Holyoke, MA

Other Businesses

(1) NAME: ROY CASO INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: NON-MMLIA: HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, HEALTH POSITION: SALES, AGENT START: 2/28/2010 NO HRS/MO: 12 NO HRS/MO DUR TRADING: 5. (2) NAME: POST GAME FINANCIAL DBA ROY CASO INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - CONSULT WITH ATHLETES REGARDING SALARY NEGOTIATIONS AND CONTRACT STIMULATIONS; CONSULT WITH AGENTS ABOUT GROWING THEIR AGENT SERVICES BUSINESS POSITION: AGENT START: 4/1999 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 1. (3) NAME: POST GAME REALTY, LLC INV REL: Y ADD: 264 N MAIN ST., UNIT 12, EAST LONGMEADOW MA 01028 NATURE: OWNER OF LLC FOR BUSINESS LOCATION POSITION: AGENT RUNNING DETACHED OFFICE START DATE: 06/30/2025 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 6.5 DESCRIBE DUTIES: OFFICE WORK, CLIENT MEETINGS AND SALES

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-04-03

Other Names

• Roy Robert Caso