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Stephen Roy Bard

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2008-08-26
  • MO RA
    APPROVED
    Since 2008-08-26

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St Louis MO 05/2009 Present
H.D. Vest Investment Services St Louis MO 07/2010 Present
First Clearing Llc St Louis MO 03/2007 Present
Wells Fargo Advisors Financial Network Llc St Louis MO 05/2009 Present
  • 05/2009 → Present
    Wells Fargo Advisors Llc
    St Louis, MO
  • 07/2010 → Present
    H.D. Vest Investment Services
    St Louis, MO
  • 03/2007 → Present
    First Clearing Llc
    St Louis, MO
  • 05/2009 → Present
    Wells Fargo Advisors Financial Network Llc
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-26
S65 Uniform Investment Adviser Law Examination 1994-10-25
  • S63 Uniform Securities Agent State Law Examination
    1996-09-26
  • S65 Uniform Investment Adviser Law Examination
    1994-10-25
Other Names
  • Stephen R Bard

View on SEC IAPD

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