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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-30
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2019-09-30
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

1510 Poole Blvd Ste 302, Yuba City, CA 95991 • United States

Sutter, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Yuba City CA 09/2005 03/2020
Ameriprise Financial Services, Llc Yuba City CA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 844 Richland Rd , , Yuba City , CA, 95991; Not Investment-Related; 11/21/2025. Board of Directors; A Woman's friend; Board Member; 616 E StreetMarysville, CA 95901, ,; ; ; 1 to 9 hours per month; . Outside Employment; Blue Oaks Management, LLC; Ameriprise advisor; Manage advisory business; 1510 Poole Blvd, , Yuba City, CA, 95993; Investment-Related; 05/08/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Meyer Enterprises LLC; Family Farming Operation; 11870 South Butte RoadSutter, CA 95982, ,; Not Investment-Related; 06/01/2008; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-31
  • S63 Uniform Securities Agent State Law Examination
    1990-08-31

View on SEC IAPD

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