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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2017-07-19 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Birmingham | AL | 03/2015 | 03/2017 |
| Cetera Investment Services Llc | Birmingham | AL | 12/2015 | 03/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2015 | 03/2017 |
| Stonex Securities Inc. | Birmingham | AL | 03/2017 | Present |
| Stonex Advisors Inc. | Birmingham | AL | 03/2017 | Present |
| Stonex Financial Inc. | Birmingham | AL | 05/2024 | Present |
| Stonex Group Inc. | Birmingham | AL | 05/2024 | Present |
| Stonex International Securities Inc. | Birmingham | AL | 04/2026 | Present |
Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions; please refer to Item 12 (employment section of the U4) for information. Hours may vary as dictated by corporate needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-28 |
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