Jeffrey William Keyes

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Lake Placid, NY
• 07/2016 → 08/2021
  Massmutual Life Insurance Co
  Lake Placid, NY
• 03/2017 → 08/2021
  Mml Investors Services, Llc
  Lake Placid, NY
• 08/2021 → Present
  Royal Alliance
  New York, NY

Previous Registrations

• 2021-06-14 → 2021-08-03
  Mml Investors Services, Llc
  Syracuse, NY
  Lake Placid, NY

Other Businesses

1) NAME: KEYES FINANCIAL SERVICES INV REL: Y ADD: 12 MORNINGSIDE DRIVE #2, LAKE PLACID NY 12946 NATURE: NONMMLIA - INDIVIDUAL LIFE POSITION: SALES START DATE: 10/01/2018 No. HR/MO: 40. No. HR/MO DURING SEC TRADING: 30. 2) KEYES FINANCIAL SERVICES POSITION: AGENT NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1990 ADDRESS: 12 Morningside Drive #2, Lake Placid NY 12946, United States DESCRIPTION: FIXED LIFE, DISABILITY, LONG TERM CARE AND ANNUITIES. 3) BK CAPITAL LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 60 START DATE: 12/01/2025 ADDRESS: 360 Main Street, Durham CT 06422, United States DESCRIPTION: Client origination and service

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-05-03