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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-08-05 |
| NY | RA | APPROVED | 2021-08-02 |
Branch Locations
12 Morningside Drive #2, Lake Placid, NY 12946 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Lake Placid | NY | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Lake Placid | NY | 07/2016 | 08/2021 |
| Mml Investors Services, Llc | Lake Placid | NY | 03/2017 | 08/2021 |
| Royal Alliance | New York | NY | 08/2021 | Present |
1) NAME: KEYES FINANCIAL SERVICES INV REL: Y ADD: 12 MORNINGSIDE DRIVE #2, LAKE PLACID NY 12946 NATURE: NONMMLIA - INDIVIDUAL LIFE POSITION: SALES START DATE: 10/01/2018 No. HR/MO: 40. No. HR/MO DURING SEC TRADING: 30. 2) KEYES FINANCIAL SERVICES POSITION: AGENT NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1990 ADDRESS: 12 Morningside Drive #2, Lake Placid NY 12946, United States DESCRIPTION: FIXED LIFE, DISABILITY, LONG TERM CARE AND ANNUITIES. 3) BK CAPITAL LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 60 START DATE: 12/01/2025 ADDRESS: 360 Main Street, Durham CT 06422, United States DESCRIPTION: Client origination and service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-03 |
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