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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-05 |
Branch Locations
2000 Saranac Ave, Lake Placid, NY 12946 • United States
134 Boynton Ave, Plattsburgh, NY 12903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dragon Benware Cpas | Malone | NY | 02/2009 | Present |
| Avantax Investment Services, Inc. | Malone | NY | 11/2012 | 09/2025 |
| The Hoffman Eells Group Cpas, P.C. | Malone | NY | 09/2015 | Present |
| Avantax Advisory Services | Malone | NY | 04/2014 | 09/2025 |
| Cetera Wealth Services, Llc | Lake Placid | NY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
31 Elm Inc.~'NIR'~31 Elm Street~Malone~NY~12953~Real Estate~Owner/Sole Proprietor~9/17/2015~5hrs~5hrs~A Real Estate company which owns and operates a commercial office building.|The Hoffman Eells Group CPAs, P.C.~'NIR'~31 Elm Street~Malone~NY~12953~Accounting Services/Tax Preparation~Owner~9/21/2015~160hrs~20hrs~I am the managing partner|HEG Advisory Services LLC~'NIR'~31 Elm Street~Malone~NY~12953~Other~Owner~1/1/2018~75hrs~20hrs~Sole Owner and Operator|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-28 |
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