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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-12 |
| TX | RA | APPROVED_RES | 2017-02-07 |
| IA | RA | APPROVED | 2011-07-13 |
Branch Locations
302 Jones Street Suite 210, Sioux City, IA 51101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Inc. | Sioux City | IA | 07/2011 | Present |
Name and Address: BTGOG LLC 5705 Old Lakeport Rd Sioux City IA 51106 Start Date: 3/2021 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC used for rental property Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-31 |
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