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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-22
TX RA APPROVED_RES 2009-10-09
  • PA RA
    APPROVED
    Since 2010-06-22
  • TX RA
    APPROVED_RES
    Since 2009-10-09

Branch Locations

1108 Kennebec Dr, Chambersburg, PA 17201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chambersburg PA 12/1988 Present
Bank Of America, N.A. Chambersburg PA 07/2015 Present
Other Businesses

I*2248259, Entity Type: , Name of OBA: N R H, Address: Chambersburg, Pennsylvania, 17202, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 19-Mar-2025, No Hours: 2 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-06
S63 Uniform Securities Agent State Law Examination 1990-06-01
  • S66 Uniform Combined State Law Examination
    2003-01-06
  • S63 Uniform Securities Agent State Law Examination
    1990-06-01
Other Names
  • Lori S Hoffeditz
  • Lori J Shade

View on SEC IAPD

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