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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2017-06-14 |
| TX | RA | APPROVED | 2015-11-20 |
| NH | RA | APPROVED | 2011-12-08 |
Branch Locations
161 Main St Ste 2, North Reading, MA 01864-3101 • United States
13 Branch St Ste 208A, Methuen, MA 01844 • United States
Windham, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Reading | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Methuen | MA | 03/2020 | Present |
Business Ownership; OC&C, Inc.; ; Financial Planning; 350 Park Street Suite 205North Reading, MA 01864, ,; ; ; 40 to 59 hours per month; . Outside Employment; OC&C Incorporated; President - Yearly Corporate Meetings and overseeing the running of the business; ; 350 Park Street Suite 108, , North Reading, MA, 1864; Investment-Related; 01/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-08-28 |
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