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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-28
CA RA APPROVED 2019-04-03
  • GA RA
    APPROVED
    Since 2024-03-28
  • CA RA
    APPROVED
    Since 2019-04-03

Branch Locations

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Citi Private Bank, One Buckhead Plaza 3060 Peachtree Rd Nw, 7Th Floor, Suite 700, Atlanta, GA 30305 • United States

Lithonia, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 06/2011 05/2017
Alcentra New York NY 05/2017 07/2017
Coastal Courier Inc Atlanta GA 07/2017 05/2018
Citigroup Los Angeles CA 05/2018 Present
  • 06/2011 → 05/2017
    Citigroup
    New York, NY
  • 05/2017 → 07/2017
    Alcentra
    New York, NY
  • 07/2017 → 05/2018
    Coastal Courier Inc
    Atlanta, GA
  • 05/2018 → Present
    Citigroup
    Los Angeles, CA
Other Businesses

NyamGuhWay LLC; Not Investment-related; Nature: Caribbean Food Restaurant; Atlanta, Georgia; Started: April 9, 2024; Title: Executive Director; Duties: Overall responsibility for restaurant operations and ensuring customer satisfaction. Hire, train, and manage restaurant staff. Set and achieve revenue goals by devloping marketing strategies and analyzing financial statements.; 0. hours are devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours. ///// Doordash; Not Investment-related; Nature: Food Delivery; Atlanta, Georgia; Started: March 15, 2024; Title: Independent Contractor/Food Deliverer; Duties: Deliver food to customers, upon receiving request via the doordash app; 0. hours are devoted each month during securities trading hours; 6-10 hours are devoted each month outside of securities trading hours. ////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-30
  • S66 Uniform Combined State Law Examination
    2019-03-30

View on SEC IAPD

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