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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-20 |
| IN | RA | APPROVED | 2015-08-04 |
| KY | RA | APPROVED | 2010-08-20 |
Branch Locations
13151 Magisterial Dr Ste 101-A, Louisville, KY 40223 • United States
Louisville, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 08/2010 | 03/2020 |
| Ameriprise Financial Service, Llc | Louisville | KY | 08/2010 | Present |
Business Ownership; Pro-Path LLC; Single owner of LLC; Management of operations and expenses for advisory practice.; 13151 Magisterial Drive, , Louisville, KY, 40223; Not Investment-Related; 11/04/2019; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Rainmaker Corporation; COO and managing director; Manage advisory business; 13151 Magisterial Drive Ste 101, , Louisville, KY, 40223; Investment-Related; 11/10/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Mary Kay Consultant; I am a consultant only for the purposes of buying wholesale for myself and family. I do not make money from this.; 17218 mallet hill drive, , Louisville, KY, 40245; Not Investment-Related; 06/01/2013; 0 hours per month; 0 during trading hours / St. Patrick AFF Committee; I am the facilitator of the team that creates the content and activity of Adult Faith Formation for entire parish.; 1000 N. Beckley Station, , Louisville, KY, 40245; Not Investment-Related; 07/01/2020; 1 to 9 hours per month; 0 during trading hours / Disciplinary & Ethics Committee for CFP Board; I am a member of the Disciplinary & Ethics Committee for the CFP Board of Directors responsible for hearing cases brought against CFP Professionals around the country to determine appropriate discipline if any and discerning with the committee.; 1425 K St NW #800, , Washington, DC, 20005; Investment-Related; 01/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-12 |
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