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Amy Frances Loring

Wells Fargo Clearing Services, LLC

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-08
CA RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-01-08
  • CA RA
    APPROVED
    Since 2021-01-05

Branch Locations

400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Roseville CA 04/2009 05/2020
D.A. Davidson & Co. Roseville CA 05/2020 01/2021
Wells Fargo Clearing Services, Llc Sacramento CA 01/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-10
S63 Uniform Securities Agent State Law Examination 1995-12-15
  • S65 Uniform Investment Adviser Law Examination
    1996-06-10
  • S63 Uniform Securities Agent State Law Examination
    1995-12-15
Other Names
  • Amy Francis Loring
  • Amy Frances Sarkisian
  • Amy Loring

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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