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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-05-31 |
Branch Locations
5215 Old Orchard Road Suite 1200, Skokie, IL 60077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/1988 | Present |
| Northwestern Mutual Investment Services, Llc | Skokie | IL | 06/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2014 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. GENERAL PARTNER, GORIS FINANCIAL GROUP INC, (PERSONAL INSURANCE BUSINESS), 731 N JACKSON ST. STE. 100, MILWAUKEE, , WISCONSIN, 53202, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 1/1/2005, GENERAL PARTNER OF CORPORATION FORMED FOR THE PURPOSE OF GENERAL AGENCY AS ALLOWED BY NORTHWESTERN MUTUAL 2. VICE PRESIDENT, BOYS & GIRLS CLUB OF LAKE COUNTY, 1801 SHERIDAN RD #202, NORTH CHICAGO, , ILLINOIS, 60064, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/9/2016, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER. CURRENTLY VICE PRESIDENT 3. 100% OWNER, THOMAS GORIS GROUP, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 1/1/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING PARTNER 4. BOARD MEMBER & SECRETARY, CLEEREMAN INDUSTRIES, 5500 PINE ST., NEWALD, , WISCONSIN, 54511, UNITED STATES OF AMERICA, PRIVATE, START DATE: 11/6/2013, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTMENT IN MANUFACTURE EQUIPMENT FOR SAWMILLS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-09 |
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