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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-02-15
  • MD RA
    APPROVED
    Since 2012-02-15

Branch Locations

6010 Executive Blvd Ste 1000, Rockville, MD 20852-1000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rockville MD 10/2011 03/2020
Ameriprise Financial Services, Llc Rockville MD 03/2020 Present
Other Businesses

Real Estate Ownership; Condominium; 8830 Piney Branch Road, #808 Silver Spring MD 20903, ,; ; 10/01/2010 / Single Family; 6604 100th Avenue, , Lanham, MD, 20706; Not Investment-Related; 08/14/2020 / condo; 4932 Sentinel Drive #102 , APT 402, BETHESDA, MD, 20816-3574; Not Investment-Related; 05/01/2016. Fiduciary Activities; Agent named in a health care directive or living will, standby #2 Trustee and the standby #4 Executor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-12
S63 Uniform Securities Agent State Law Examination 1990-09-28
  • S66 Uniform Combined State Law Examination
    2011-12-12
  • S63 Uniform Securities Agent State Law Examination
    1990-09-28

View on SEC IAPD

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