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Michael John Gibbons

Tsfg, LLC

Lake Forest, IL

Gurnee, IL

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Current Employers
Tsfg, Llc

1052 N Western Avenue, Lake Forest, IL 60045 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-06-19
  • IL RA
    APPROVED
    Since 2015-06-19

Branch Locations

1052 N Western Avenue, Lake Forest, IL 60045 • United States

312 Tristate Pkwy. Suite 200, Gurnee, IL 60031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Gurnee IL 04/2004 Present
Tsfg, Llc (Dba: Gibbons Financial Group) Gurnee IL 06/2015 Present
  • 04/2004 → Present
    Lpl Financial Llc
    Gurnee, IL
  • 06/2015 → Present
    Tsfg, Llc (Dba: Gibbons Financial Group)
    Gurnee, IL
Previous Registrations
  • 2001-06-06 → 2004-04-01
    Cuna Brokerage Services, Inc.
    Round Lake Bc, IL
Other Businesses

1. 5/29/2015 - GIBBONS FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 05/26/2015 - 160 Hours Per Month/6 Hours During Securities Trading - THERE ARE NO OTHER SEVICES OR BUSINESSES ADVERTISED UNDER THIS DBA. THIS IS STRICTLY FOR LPL BUSINESS. 2. 8/14/2015 - NATIONAL SLOVAK SOCIETY - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START DATE: 08/01/2015 - 7 Hours Per Month/2 Hours During Securities Trading. 3. 5/18/2018 - TSFG, LLC - DBA: (Hybrid) Gibbons Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/19/2015 - 150 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 05/2015. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-17
S65 Uniform Investment Adviser Law Examination 1994-09-09
  • S63 Uniform Securities Agent State Law Examination
    2021-02-17
  • S65 Uniform Investment Adviser Law Examination
    1994-09-09

View on SEC IAPD

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