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1052 N Western Avenue, Lake Forest, IL 60045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-06-19 |
Branch Locations
1052 N Western Avenue, Lake Forest, IL 60045 • United States
312 Tristate Pkwy. Suite 200, Gurnee, IL 60031 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Gurnee | IL | 04/2004 | Present |
| Tsfg, Llc (Dba: Gibbons Financial Group) | Gurnee | IL | 06/2015 | Present |
1. 5/29/2015 - GIBBONS FINANCIAL GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE: 05/26/2015 - 160 Hours Per Month/6 Hours During Securities Trading - THERE ARE NO OTHER SEVICES OR BUSINESSES ADVERTISED UNDER THIS DBA. THIS IS STRICTLY FOR LPL BUSINESS. 2. 8/14/2015 - NATIONAL SLOVAK SOCIETY - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START DATE: 08/01/2015 - 7 Hours Per Month/2 Hours During Securities Trading. 3. 5/18/2018 - TSFG, LLC - DBA: (Hybrid) Gibbons Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/19/2015 - 150 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 05/2015. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-17 |
| S65 | Uniform Investment Adviser Law Examination | 1994-09-09 |
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