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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2003-07-08 |
Branch Locations
100 N Wilkes Barre Blvd Ste 312, Wilkes Barre, PA 18702 • United States
Hanover Twp, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wilkes-Barre | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Wilkes Barre | PA | 03/2020 | Present |
Business Ownership; Georgetown Deli & Beer LLC; None business closed and LLC in process of being dissolved; Business closed and LLC being dissolved; 720 Wilkes Barre Twp Blvd, , Wilkes Barre, PA, 18702; Not Investment-Related; 08/15/2007; 0 hours per month; 0 during trading hours / Krugel Group Inc; None at this time. Business is closed and in process of dissolved.; Closed business; 720 Wilkes Barre Twp Blvd, , Wilkes Barre, PA, 18702; Not Investment-Related; 09/20/2001; 0 hours per month; 0 during trading hours / Four Keys LLC; None business closed and being dissolved; LLC is being dissolved; 720 Wilkes Barre Twp Blvd, , Wilkes Barre, PA, 18702; Not Investment-Related; 01/01/2005; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-27 |
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