Carrie Lynn Larsen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-07-10

TX RA
APPROVED_RES

Since 2009-07-10

Branch Locations

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Salt Lake City	UT	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Salt Lake City, UT

Other Businesses

CAROL BROWNING HOUSE CLEANING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-03-24

S63 Uniform Securities Agent State Law Examination

2001-03-24

Other Names

Carrie L Larsen

View on SEC IAPD

Employer firm

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

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