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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-01-05 |
| TX | RA | APPROVED_RES | 2017-02-13 |
| VA | RA | APPROVED | 2014-02-20 |
| DC | RA | APPROVED | 2012-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Washington | DC | 03/2012 | Present |
| Bank Of America, N.A. | Washington | DC | 08/2012 | Present |
OWN 33.33% OF A FAMILY OWNED STAFFING COMPANY. THE COMPANY IS NOT INVESTMENT RELATED NOR DOES THE COMPANY STAFF FOR INVESTMENT RELATED COMPANIES. THE COMPANY IS AN INDUSTRIAL STAFFING (BLUE COLLAR) COMPANY. ABOUT 2 HOURS A MONTH, NOT DURING NORMAL BUSINESS HOURS, IS DEVOTED TO THE COMPANY. NO DAY-TO-DAY RESPONSIBILITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 1993-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-21 |
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