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Elaine Ferguson Steger

Wells Fargo Clearing Services, LLC

Birmingham, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-07-29
TX RA APPROVED 2011-07-28
  • MI RA
    APPROVED
    Since 2011-07-29
  • TX RA
    APPROVED
    Since 2011-07-28

Branch Locations

255 E Brown St Ste 400, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham MI 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-27
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S65 Uniform Investment Adviser Law Examination
    2011-07-27
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26
Other Names
  • Elaine Ferguson George

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI
VALSTONE PARTNERS VI · BIRMINGHAM, MI

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