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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-27 |
| CA | RA | APPROVED | 2023-07-26 |
Branch Locations
3750 University Avenue Suite 600, Riverside, CA 92501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Temecula | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Temecula | CA | 11/2016 | 07/2023 |
| Morgan Stanley Smith Barney Llc | Riverside | CA | 07/2023 | Present |
*575956- Kohl's Department Stre; Investment related: No; Murrieta, California; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent11/2015; During business hours: 0; After business hours: 64; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-29 |
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