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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

501 Warsaw Rd, Clinton, NC 28328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Clinton NC 01/2018 02/2021
Bb&T Investments Clinton NC 09/2003 02/2021
Truist Investment Services, Inc. Clinton NC 02/2021 Present
Truist Advisory Services, Inc. Clinton NC 02/2021 Present
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Clinton, NC
  • 09/2003 → 02/2021
    Bb&T Investments
    Clinton, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Clinton, NC
  • 02/2021 → Present
    Clinton, NC
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Roseboro, NC
    Charlotte, NC
    Wilmington, NC
    Clinton, NC
    Clinton, NC
    Newton Grove, NC
    Wallace, NC
    Raleigh, NC
    Richmond, VA
  • 2005-07-11 → 2018-01-02
    Bb&T Investment Services, Inc.
    Roseboro, NC
    Beulaville, NC
    Rose Hill, NC
    Warsaw, NC
    Charlotte, NC
    Dunn, NC
    Charlotte, NC
    Clinton, NC
    Clinton, NC
    Newton Grove, NC
    Wallace, NC
    Wilmington, NC
Other Businesses

COHARIE COUNTRY CLUB POSITION: Board member NATURE: Golf and Country Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: Clinton NC, United States DESCRIPTION: Advise and Consent to the Board President of the club. Monthly board meetings, mostly review of P&L statements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-08
S65 Uniform Investment Adviser Law Examination 2000-02-28
S63 Uniform Securities Agent State Law Examination 1990-05-04
  • S66 Uniform Combined State Law Examination
    2005-07-08
  • S65 Uniform Investment Adviser Law Examination
    2000-02-28
  • S63 Uniform Securities Agent State Law Examination
    1990-05-04

View on SEC IAPD

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