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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Clinton | NC | 01/2018 | 02/2021 |
| Bb&T Investments | Clinton | NC | 09/2003 | 02/2021 |
| Truist Investment Services, Inc. | Clinton | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Clinton | NC | 02/2021 | Present |
COHARIE COUNTRY CLUB POSITION: Board member NATURE: Golf and Country Club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: Clinton NC, United States DESCRIPTION: Advise and Consent to the Board President of the club. Monthly board meetings, mostly review of P&L statements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-08 |
| S65 | Uniform Investment Adviser Law Examination | 2000-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-04 |
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