Thomas Francis Nee

Current Employers

Employment History

• 11/2017 → Present
  Compass Point Retirement Planning, Inc.
  Wakefield, MA
• 08/2002 → 04/2022
  Boxford Fire Department
  Boxford, MA
• 11/2017 → 07/2023
  Independent Financial Group, Llc
  Wakefield, MA
• 10/2007 → 11/2017
  National Planning Corporation
  Wakefield, MA
• 11/2017 → 05/2023
  F3Logic, Llc
  Wakefield, MA
• 06/2023 → Present
  Gallagher Fiduciary Advisors, Llc
  Wakefield, MA
• 07/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Wakefield, MA

Previous Registrations

• 1997-03-05 → 2023-09-07
  Compass Point Retirement Planning, Inc.
  Wakefield, MA
• 2017-11-07 → 2023-05-19
  F3Logic, Llc
  Wakefield, MA
  Burnsville, MN
• 2007-10-03 → 2017-11-10
  National Planning Corporation
  Wakefield, MA

Other Businesses

1) GALLAGHER FIDUCIARY ADVISORS, LLC POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 126 START DATE: 6/19/2023 ADDRESS: 2850 Golf Road, Rolling Meadows, IL 60008 DESCRIPTION: Work with clients and managing client accounts 2) INSURANCE POSITION: Agent/Representative NATURE: INSURANCE outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2017 ADDRESS: 500 Edgewater Drive, Suite 565, Wakefield, MA 01880 DESCRIPTION: MA insurance agent offering life, health and long term care since 2017. 3) SALEM SOUND VENTURES, INC. POSITION: Officer/Director NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2012 ADDRESS: 500 Edgewater Drive, Suite 565 Wakefield, MA 01880 DESCRIPTION: Co-Owner of Salem Sound Ventures LLC since 2012. 4) FIXED INSURANCE/FIXED ANNUITIES POSITION: Agent NATURE: I would be the Agent of Record on my client's Fixed Annuity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/06/2024 ADDRESS: 500 Edgewater Drive, Suite 565, Wakefield MA 01880, United States DESCRIPTION: Helping existing and future clients open and fund Fixed Annuities. The first being Protective's Income Creator Fixed Annuity. 5) COTTAGE WEEKEND LLC POSITION: Co owner NATURE: It is an LLC that hold one residential property that will be an Airbnb. It is owned by myself and my wife. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/06/2026 ADDRESS: 220 Lake Park Dr, unit 2008, Lake Park FL 33403, United States DESCRIPTION: This is something my wife runs. I will help her out doing some maintenance activities. Most of these happen will after regular working hours. This will be listing on airbnb.com. we expect this to happen in late May

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-24
• S63 Uniform Securities Agent State Law Examination
  1990-07-30

Other Names

• Thomas Frances Nee