Larry Daniel Smith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 01/2022
  Ameriprise Financial Services, Inc.
  Atlanta, GA
• 01/2022 → Present
  Raymond James Financial Services, Inc
  Columbus, GA
• 01/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Columbus, GA
• 01/2022 → Present
  Southeast Private Wealth, Llc
  Columbus, GA
• 01/2022 → Present
  Southeast Private Wealth
  Columbus, GA

Previous Registrations

• 2013-01-08 → 2022-01-17
  Ameriprise Financial Services, Llc
  Atlanta, GA
  Columbus, GA
• 2008-08-06 → 2013-01-07
  Wells Fargo Clearing Services, Llc
  Savannah, GA
  Atlanta, GA
  Columbus, GA
  Columbus, GA
  Atlanta, GA
  Columbus, GA
  Atlanta, GA
  Columbus, GA
• 1998-01-01 → 2008-08-04
  Banc Of America Investment Services, Inc.
  La Grange, GA
  Lagrange, GA

Other Businesses

(1)Name of Business: Smith & Associates Private Wealth LLC Address: 1 Bradley Park Ct Ste C, Columbus, GA, 31904-9208, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/02/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner/president

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-06
• S63 Uniform Securities Agent State Law Examination
  1990-05-18

Other Names

• Larry Daniel Jr Smith