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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-07
ND RA APPROVED 2017-03-04
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • ND RA
    APPROVED
    Since 2017-03-04

Branch Locations

2704 North Broadway, Fargo, ND 58102 • United States

520 Main Ave, Fargo, ND 58103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bell Bank Fargo ND 06/2011 Present
Cetera Investment Services St. Cloud MN 06/2011 02/2017
Cetera Investment Advisers Llc Fargo ND 01/2014 02/2017
Lpl Financial Llc. Fargo ND 02/2017 Present
Previous Registrations
  • 2014-01-21 → 2017-02-28
    Fargo, ND
    Fargo, ND
    Moorhead, MN
  • 2014-01-09 → 2014-01-21
    Cetera Investment Services Llc
    Fargo, ND
    Fergus Falls, MN
    Fargo, ND
    Moorhead, MN
    Fargo, ND
Other Businesses

1) 02/24/2017 - Bell Investments - DBA for LPL Business (entity for LPL) - inv rel - at reported business location(s) 2) 02/24/2017 - BELL BANK - VP / WEALTH ADVISOR - inv rel - at reported business location(s) - start: 3/31/2017 3) 04/18/2022 - KUHN4 LLC - Not Investment Related - 5870 N Lake Mary Dr. SW Alexandria, MN 56308 - Business Entity For Tax/Investment Purposes Only - Start Date - 04/21/2022 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-06-28

View on SEC IAPD

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