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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| ND | RA | APPROVED | 2017-03-04 |
Branch Locations
2704 North Broadway, Fargo, ND 58102 • United States
520 Main Ave, Fargo, ND 58103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bell Bank | Fargo | ND | 06/2011 | Present |
| Cetera Investment Services | St. Cloud | MN | 06/2011 | 02/2017 |
| Cetera Investment Advisers Llc | Fargo | ND | 01/2014 | 02/2017 |
| Lpl Financial Llc. | Fargo | ND | 02/2017 | Present |
1) 02/24/2017 - Bell Investments - DBA for LPL Business (entity for LPL) - inv rel - at reported business location(s) 2) 02/24/2017 - BELL BANK - VP / WEALTH ADVISOR - inv rel - at reported business location(s) - start: 3/31/2017 3) 04/18/2022 - KUHN4 LLC - Not Investment Related - 5870 N Lake Mary Dr. SW Alexandria, MN 56308 - Business Entity For Tax/Investment Purposes Only - Start Date - 04/21/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-06-28 |
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