Gene (Nmn) Ka

Current Employers

Employment History

• 12/1996 → 03/2021
  Gene Ka - Ria
  Palo Alto, CA
• 10/2001 → 03/2021
  Wealth Design, Llc
  San Jose, CA
• 01/2010 → Present
  Apw Capital, Inc.
  Rockaway, NJ
• 04/2021 → Present
  Beacon Pointe Advisors, Llc
  San Jose, CA
• 03/2021 → Present
  Beacon Pointe Advisors, Llc
  San Jose, CA
• 03/2021 → Present
  Beacon Pointe Insurance Services, Llc
  San Jose, CA

Previous Registrations

• 2018-01-08 → 2021-03-31
  Wealth Design, Llc
  San Jose, CA
• 2006-11-03 → 2017-12-31
  Wealth Design, Llc
  Campbell, CA
  San Jose, CA
• 1997-12-31 → 2010-01-04
  Lpl Financial Llc
  Campbell, CA

Other Businesses

1. BEACON POINTE ADVISORS, LLC / REGISTERED INVESTMENT ADVISOR / FINANCIAL PLAN OR ADVICE FOR HOURLY AND/OR FIXED FEES. / TIME SPENT: 85%/ APPROVED 04/01/21 2.APW CAPITAL, INC investment-related: YES Address: 2001 HWY 46, STE. 506, PARSIPPANY, NJ, 07054 Nature of the other business: BROKER-DEALER Title/Position: REGISTERED REPRESENTATIVE the start date of your relationship: 01/2010 the approximate number of hours/month you devote to the other business: 15 HRS/MO the number of hours you devote to the other business during securities trading hours: APPROX. 15 HRS/MO and briefly describe your duties relating to the other business: SERVICING NON-RIA CLIENT ASSETS 3. BEACON POINTE INSURANCE SERVICES, LLC Investment-related: NO Address: MAIN OFFICE LOCATED AT 24 CORPORATE PLAZA DR., STE. 150 NEWPORT BEACH, CA 92660 Nature of the other business: INSURANCE AGENCY POSITION/TITLE: AGENT Start date of your relationship: 03/2021 Approximate Hours/Mo: 10 HRS/MO the number of hours you devote to the other business during securities trading hours: 10 HRS/MO and briefly describe your duties relating to the other business; SALES OF INSURANCE PRODUCTS (LIFE/HEALTH/ACCIDENT)

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-14

Other Names

• Gene Ka