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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-01-17 |
| AL | RA | APPROVED | 2016-10-27 |
| MS | RA | APPROVED | 2016-10-27 |
| TX | RA | APPROVED_RES | 2010-06-28 |
| GA | RA | APPROVED | 2003-03-19 |
Branch Locations
3655 Brookside Pkwy Ste 240 - Brookside Ii, Alpharetta, GA 30022-1429 • United States
Cumming, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Alpharetta | GA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Alpharetta | GA | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Lot #155, Grey Rock, Rutherford, NC 28789, ,; ; / Lot/Land; Lot # 144 High Grove, Whitier, NC 28789, ,; ; / Lot/Land; Lot # 149 High Grove, Whitier, NC 28789, ,; ; . Business Ownership; MBC Leadership & Business Consulting; Business coaching and consulting Scheduling & conducting meetings; Consulting; 3655 Brookside Pkwy suite 240, , alpharetta, GA, 30022; Not Investment-Related; 03/23/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Mackall, Cohen and Associates, LLC; Member; Expense Management and Personal Services; 3655 Brookside Pkwy Suite 240Alpharetta, GA 30022, ,; Not Investment-Related; 01/01/2007; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mackall, Cohen and Associates, LLC; Member - Handling payroll, running the business,; ; 3655 Brookside Pkwy Suite 240, , Alpharetta, GA, 30022; Not Investment-Related; 01/01/2007; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-02 |
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