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William John Smithers

Heckman Financial & Insurance Services, Inc.

San Jose, CA

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Current Employers
Heckman Financial & Insurance Services, Inc.

333 W Santa Clara St Suite 604, San Jose, CA 95113-1125 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-18
  • CA RA
    APPROVED
    Since 2026-05-18

Branch Locations

333 W Santa Clara St Suite 604, San Jose, CA 95113-1125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heckman Financial & Insurance Services, Inc. San Jose CA 05/2026 Present
Coforge Limited Princeton NJ 01/2024 11/2025
Optimeyes Ai Encinitas CA 10/2022 12/2023
Heckman Financial & Insurance Services Inc. San Jose CA 11/2025 Present
Concentrix Corporation Newark CA 10/2019 10/2025
Symbio Corporation San Jose CA 07/2018 09/2019
Globant S.A. San Francisco CA 04/2016 06/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-28
S63 Uniform Securities Agent State Law Examination 1990-05-25
  • S65 Uniform Investment Adviser Law Examination
    2026-04-28
  • S63 Uniform Securities Agent State Law Examination
    1990-05-25
Other Names
  • William John Smithers

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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