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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-03-31
  • MI RA
    APPROVED
    Since 2017-03-31

Branch Locations

1100 Main St, St Joseph, MI 49085 • United States

Berrien Sprgs, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Joseph MI 09/2005 03/2020
Ameriprise Financial Services, Llc St Joseph MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; Ameriprise Office - 1100 Main Street, ,; ; / Lot/Land; 31934 Brooks Drive, , Dowagiac , MI, 49047; Not Investment-Related; 06/18/2009. Business Ownership; Blue Fin; ; LLC formed to hold title of Office Building; 1100 Main Street Saint Joseph, ,; ; ; 0 hours per month; / TJMRJ, LLC; Co-owner; Real Estate; 63395 Lakeshore Drive, , Dowagiac, MI, 49047; Not Investment-Related; 06/09/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 1993-11-11
  • S66 Uniform Combined State Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    1993-11-11

View on SEC IAPD

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