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Kristina Newman Bakis

Ubs Financial Services Inc.

Washington, DC

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-06-02
TX RA APPROVED_RES 2016-04-18
DC RA APPROVED 2013-02-27
  • MD RA
    APPROVED
    Since 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2016-04-18
  • DC RA
    APPROVED
    Since 2013-02-27

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Wellesley MA 04/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-07
S63 Uniform Securities Agent State Law Examination 2005-11-23
  • S66 Uniform Combined State Law Examination
    2013-02-07
  • S63 Uniform Securities Agent State Law Examination
    2005-11-23
Other Names
  • Kristina Bakis

View on SEC IAPD

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3WIRE INVESTMENT · WASHINGTON, DC
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ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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