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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-27
MO RA APPROVED 2020-03-05
IL RA APPROVED 2007-10-09
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • MO RA
    APPROVED
    Since 2020-03-05
  • IL RA
    APPROVED
    Since 2007-10-09

Branch Locations

2110 Troy Road Suite C, Edwardsville, IL 62025 • United States

425 N. New Ballas Rd Suite 205 & 204, Creve Coeur, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mulhall Financial Design Edwardsville IL 10/2007 06/2026
Commonwealth Financial Network Waltham MA 10/2007 Present
Triad Financial Group, Llc Edwardsville IL 06/2026 Present
  • 10/2007 → 06/2026
    Mulhall Financial Design
    Edwardsville, IL
  • 10/2007 → Present
    Waltham, MA
  • 06/2026 → Present
    Triad Financial Group, Llc
    Edwardsville, IL
Previous Registrations
  • 2005-06-13 → 2007-10-10
    The America Group Financial Advisory Services, Llc
    St. Louis, MO
  • 2003-09-08 → 2005-01-06
    Edwardsville, IL
  • 1998-07-29 → 2003-05-23
    Veravest Investment Advisors, Inc.
    St. Louis, MO
Other Businesses

FIXED INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-31
S63 Uniform Securities Agent State Law Examination 1990-04-05
  • S65 Uniform Investment Adviser Law Examination
    1998-08-31
  • S63 Uniform Securities Agent State Law Examination
    1990-04-05

View on SEC IAPD

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