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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-31 |
Branch Locations
1150 9Th Street Suite 1212, Modesto, CA 95354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc. | St. Paul | MN | 01/2016 | 12/2016 |
| Minnesota Life | St. Paul | MN | 01/2016 | 12/2016 |
| Sgc Financial Services | San Mateo | CA | 01/2016 | 12/2016 |
| Waddell & Reed Inc | San Mateo | CA | 02/2017 | 02/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Belmont | CA | 02/2017 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 02/2017 | 05/2019 |
| Bank Of America, N.A. | San Francisco | CA | 06/2017 | 05/2019 |
| E*Trade Securities Llc | Palo Alto | CA | 05/2019 | 05/2020 |
| E*Trade Capital Management Llc | Palo Alto | CA | 05/2019 | 05/2020 |
| Unemployed | Belmont | CA | 05/2020 | 08/2020 |
| Valic Financial Advisors, Inc. | Emeryville | CA | 08/2020 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 1992-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-06 |
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