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Diane S Dawson

Stifel, Nicolaus & Company, Incorporated

Westlake, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-15
  • OH RA
    APPROVED
    Since 2024-10-15

Branch Locations

27476 Detroit Road, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Cleveland OH 04/2011 07/2021
Triad Advisors Norcross GA 07/2021 10/2022
Lineweaver Wealth Advisors Valley View OH 12/2021 10/2022
Baird Fairlawn OH 11/2022 04/2024
Stifel Westlake OH 10/2024 Present
N/A Westlake OH 04/2024 10/2024
  • 04/2011 → 07/2021
    Robert W. Baird
    Cleveland, OH
  • 07/2021 → 10/2022
    Triad Advisors
    Norcross, GA
  • 12/2021 → 10/2022
    Lineweaver Wealth Advisors
    Valley View, OH
  • 11/2022 → 04/2024
    Baird
    Fairlawn, OH
  • 10/2024 → Present
    Stifel
    Westlake, OH
  • 04/2024 → 10/2024
    N/A
    Westlake, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-31
S63 Uniform Securities Agent State Law Examination 1996-01-29
  • S66 Uniform Combined State Law Examination
    2007-03-31
  • S63 Uniform Securities Agent State Law Examination
    1996-01-29
Other Names
  • Diane Sue Dawson
  • Diane S Narewski
  • Diane Susan Dawson
  • Diane S Dawson

View on SEC IAPD

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Laurel Fitzsimmons
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Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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