Diane S Dawson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 07/2021
  Robert W. Baird
  Cleveland, OH
• 07/2021 → 10/2022
  Triad Advisors
  Norcross, GA
• 12/2021 → 10/2022
  Lineweaver Wealth Advisors
  Valley View, OH
• 11/2022 → 04/2024
  Baird
  Fairlawn, OH
• 10/2024 → Present
  Stifel
  Westlake, OH
• 04/2024 → 10/2024
  N/A
  Westlake, OH

Previous Registrations

• 2022-11-23 → 2024-05-02
  Robert W. Baird & Co. Incorporated
  Akron, OH
• 2022-01-05 → 2022-10-26
  Lineweaver Wealth Advisors
  Valley View, OH
• 2011-04-11 → 2021-07-20
  Robert W. Baird & Co. Incorporated
  Cleveland, OH
• 2010-11-19 → 2011-04-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Akron, OH
• 2009-06-01 → 2010-10-29
  Morgan Stanley
  Westlake, OH
  Westlake, OH
• 2006-02-27 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
  Westlake, OH

Exams

• S66 Uniform Combined State Law Examination
  2007-03-31
• S63 Uniform Securities Agent State Law Examination
  1996-01-29

Other Names

• Diane Sue Dawson
• Diane S Narewski
• Diane Susan Dawson
• Diane S Dawson