Jeffrey Alan Hartle

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 01/2025
  Stillman Bank
  Rockford, IL
• 01/2025 → 02/2025
  Unemployed
  Rockford, IL
• 02/2025 → Present
  Principal Life Insurance Company
  Rockford, IL
• 02/2025 → Present
  Principal Securities Inc
  Rockford, IL

Other Businesses

BOONE COUNTY COMMUNITY FOUNDATION POSITION: Director/Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2018 ADDRESS: 600 South State Street, Belvidere IL 61008, United States DESCRIPTION: I sit on the general board and serve on the finance committee. The organization raises funds for the benefit of Boone County.

Exams

• S66 Uniform Combined State Law Examination
  2025-04-16
• S63 Uniform Securities Agent State Law Examination
  1990-09-10

Other Names

• Jeff Hartle