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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-23 |
| IL | RA | APPROVED | 2025-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stillman Bank | Rockford | IL | 11/2005 | 01/2025 |
| Unemployed | Rockford | IL | 01/2025 | 02/2025 |
| Principal Life Insurance Company | Rockford | IL | 02/2025 | Present |
| Principal Securities Inc | Rockford | IL | 02/2025 | Present |
BOONE COUNTY COMMUNITY FOUNDATION POSITION: Director/Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2018 ADDRESS: 600 South State Street, Belvidere IL 61008, United States DESCRIPTION: I sit on the general board and serve on the finance committee. The organization raises funds for the benefit of Boone County.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-10 |
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