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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-16
  • FL RA
    APPROVED
    Since 2023-11-16

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Land O Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Clearwater FL 04/2016 02/2018
Td Ameritrade, Inc. Clearwater FL 02/2018 08/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2022
Fisher Investments Tampa FL 01/2022 10/2023
Empower Financial Services, Inc Greenwood Village CO 11/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2023 Present
  • 04/2016 → 02/2018
    Scottrade, Inc.
    Clearwater, FL
  • 02/2018 → 08/2021
    Td Ameritrade, Inc.
    Clearwater, FL
  • 02/2018 → 01/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2022 → 10/2023
    Tampa, FL
  • 11/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-01-26 → 2023-10-23
    Tampa, FL
    Plano, TX
  • 2018-02-28 → 2022-01-14
    Td Ameritrade, Inc.
    Clearwater, FL
    Tampa, FL
  • 2018-02-26 → 2022-01-14
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Clearwater, FL
    Tampa, FL
  • 2017-03-28 → 2018-02-26
    Scottrade Investment Management
    Clearwater, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-20
S63 Uniform Securities Agent State Law Examination 2006-01-09
  • S66 Uniform Combined State Law Examination
    2017-03-20
  • S63 Uniform Securities Agent State Law Examination
    2006-01-09
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Ryan Morrison

View on SEC IAPD

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