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Douglas Glenn Huie

Mml Investors Services, LLC

Anniston, AL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-03-25
  • AL RA
    APPROVED
    Since 2017-03-25

Branch Locations

1302 Noble St Ste 2B, Anniston, AL 36201-4677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Birmingham AL 09/2014 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Anniston AL 03/2017 Present
  • 09/2014 → Present
    Metlife Securities
    Birmingham, AL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Anniston, AL
Previous Registrations
  • 2014-09-22 → 2017-03-25
    Msi Financial Services, Inc.
    Birmingham, AL
    Anniston, AL
    Anniston, AL
    Anniston, AL
    Anniston, AL
  • 2007-04-09 → 2014-09-08
    Equitable Advisors, Llc
    Anniston, AL
Other Businesses

NAME: Douglas Huie INV REL: Y ADD: 1302 Noble Street, Suite 2B, Anniston, AL 36201 NATURE: NonMMLIA Insurance Brokerage/ Ind Life/P&C/Health, Group Life/Health/Fixed Annuities POSITION: Agent START DATE: 09/2014 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-06
  • S66 Uniform Combined State Law Examination
    2007-04-06
Other Names
  • Doug Huie

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

DANIEL CLAY BROCK
KELLY SUSAN LATTA
Brittany Rose Cobb
JEFFERY WAYNE OWENS
Anthony Carl Fleming
Jonathan Tyler Jones
JOSEPH PORTER BYNUM
Jacob Tyler Pollard

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANNISTON, AL
TRUIST ADVISORY SERVICES, INC. · ANNISTON, AL
OSAIC WEALTH, INC. · ANNISTON, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Oxford, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oxford, AL
LPL FINANCIAL LLC · OXFORD, AL
CETERA INVESTMENT ADVISERS LLC · ANNISTON, AL
WELLS FARGO CLEARING SERVICES, LLC · ANNISTON, AL

More in Anniston, AL

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