James Joseph Kelble

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2021
  Voya Financial Advisors, Inc.
  North Reading, MA
• 04/2021 → Present
  Lpl Financial, Llc
  North Reading, MA

Previous Registrations

• 2016-05-02 → 2021-05-10
  Voya Financial Advisors, Inc.
  Danvers, MA
  North Reading, MA
• 2005-01-13 → 2016-05-12
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  N. Reading, MA
  Lynnfield, MA
  Lynnfield, MA
• 2001-03-04 → 2004-12-31
  Eastern Point Advisors Inc.
  Methuen, MA

Other Businesses

1) 4/2016 - Non-Variable Insurance - James J Kelble - Investment Related - North Reading, MA 01864 2) 4/2018 - DBA for LPL Business (entity for LPL business) - James Joseph Financial Services - Investment Related - 100% - North Reading, MA 01864

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-26
• S63 Uniform Securities Agent State Law Examination
  1998-11-27

Other Names

• James Joseph Kelble