Christopher Louis Dimattio

Current Employers

Employment History

• 06/1997 → 01/2018
  Invest Financial Corporation
  Tampa, FL
• 01/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scranton, PA
• 03/2018 → Present
  Bank Of America, N.A.
  Scranton, PA

Previous Registrations

• 2018-01-05 → 2018-01-08
  Invest Financial Corporation
  Exeter, PA
  Nanticoke, PA
  Pittston, PA
  Plains, PA
  Wilkes Barre, PA
  Shavertown, PA
  Kingston, PA
  Hanover Twp, PA
  Pittston, PA
  Hazleton, PA
  Exeter, PA
  Dunmore, PA
  Scranton, PA
  E Stroudsburg, PA
  Honesdale, PA
  Stroudsburg, PA
  Clarks Green, PA
  Honesdale, PA
  Scranton, PA
  Dickson City, PA
  Daleville, PA
  Exeter, PA
  Pittston, PA
  Plains, PA
  Shavertown, PA
  Nanticoke, PA
  Kingston, PA
  Hanover Twp, PA
  Wilkes Barre, PA
  Pittston, PA
  Hazleton, PA

Other Businesses

I*131953 Non-Profit Organization Greater Scranton Chamber of Commerce/SLIBCO Investment related: N Scranton, PA Other,Non-Profit Chamber, Director, 7/1/1997 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 4 Member, policy decision making and promotion of activities that support the economic growth in the greater Scranton area 1.La Festa Italiana, various locations, restaurants, offices. Non- investment related, President/Chairman. Volunteer organization, a non-profit Labor Day weekend event in the city of Scranton. Vendors, entertainers and cultural activities are planned to preserve the Italian American heritage. Start date 1/1/95, 6hrs./month and zero during trading hours (accept for the event). 2. Nativity Miguel School, various locations, restaurants, offices. Non- investment related, Director. Volunteer organization, this is a 'new' school for the extreme poor children in the Scranton area. I assist with fundraising policy and programs. Start date 1/1/16,1hr./month and zero during trading hours. I*111537 Non-Profit Organization Scranton Area Foundation Investment related: N Scranton, PA Charitable Organization, Advisory Board Member, 1/2/2017 hours : 20 Annually hours during trading: 4 Organization receives and distributes funds to needy organizations/charities/scholarships 6.UNICO Foundation, Fairfield, NJ. Not Investment related, Board of Trustee Member. UNICO Foundation is an established fund and presents gifts through scholarships,grants,etc. Some of these are restricted to the donor's request and some are un-restricted and rely on Trustees and committee members to review grants and make recommendations. My role as Trustee is to help grow the awareness of the Fund and to set rules in regards to grant applications and also vote on final approval of grant requests. My wife and I also have a restricted scholarship that is awarded to two individuals annually. We have donated to the Foundation over the past 15 years.Start date 10/1/16; 1HPM, zero during trading. I*111538 NON-PROFIT ORGANIZATION UNICO NATIONAL FOUNDATION INVESTMENT RELATED: N FAIRFIELD, NJ CHARITABLE ORGANIZATION, START DATE: 05/02/1990 HOURS: 100 ANNUALLY HOURS DURING TRADING: 10 SERVICE ORGANIZATION SIMILAR TO LIONS, KIWANIS, ROTARY. I SERVED AS NATIONAL PRESIDENT AND LOCAL PRESIDENT AND THEREFORE SERVE ON BOTH BOARDS TO HELP IN FUNDRAISING, AWARD GRANTS AND PLAN ACTIVITIES I*133786 Non-Profit Organization Diocese of Scranton Investment related: N Scranton, PA Charitable Organization, Committee Member, Start date of relationship: 10/7/2020 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Our main job is to requirement is to reach out to parishes, volunteers, priests and ministers and ask them to support the Appeal. I*133788 Non-Profit Organization La Festa Italiana of Lackawanna County Investment related: N Scranton, PA Other,Non For Profit Officer, 1/4/1988 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 20 Duties: I basically organize the event - vendors, entertainment, security, entertainment, logistical set-ups, clean-ups, refuse, etc. I*1753283 Entity Type, Name of OBA: Entity For ProfitCLD Realty LLC Address: Moscow PA Investment Related: No Compensation: Yes Position, Title, Association: Owner Employee Start Date: 03/06/2024 No Hours: Weekly No Hours during trading: 0 Duties: Building and garages for personal and my son's landscaping business I*1750285 Entity Type: Charitable Name of OBA: The Catholic Foundation for the Diocese of Scranton Address:Scranton, PA Investment Related:No Position, Title, Association:Board Member Start Date:04/01/2024 No Hours: 2 Monthly No Hours during trading:0 Duties:Set guidelines on what areas the Diocese is lacking in financial support and to be able to help in those areas. Fundraising for the Church endowment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-29
• S63 Uniform Securities Agent State Law Examination
  1990-05-25

Other Names

• Christopher Louis Dimattio
• Christopher Dimattio