Best Investors Account Sign in
Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2003-08-19
  • SD RA
    APPROVED
    Since 2003-08-19

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Sioux Falls SD 08/2003 Present
Dardis Financial Strategies Llc Sioux Falls SD 03/2005 Present
Principal Securities Sioux Falls SD 03/2016 Present
  • 08/2003 → Present
    Principal Life Insurance Co
    Sioux Falls, SD
  • 03/2005 → Present
    Dardis Financial Strategies Llc
    Sioux Falls, SD
  • 03/2016 → Present
    Principal Securities
    Sioux Falls, SD
Previous Registrations
  • 2002-06-20 → 2003-08-05
    Eide Bailly Advisors, Llc
    Sioux Falls, SD
Other Businesses

**GRABER AND ASSOCIATES. 2009-PRESENT. SUBMITS GRP/IND HEALTH & LIFE THROUGH INDEPENDENT AGENCY. **GREAT PLAINS BROKERAGE. 04/2010-PRESENT. SELLS GRP HEALTH/NON-MED EMPLOYEE BENEFITS. **OUTSIDE INSURANCE, 10/03/2011, SELLING FIXED LIFE, FIXED ANNUITIES AND DISABILITY INSURANCE, LTC, THROUGH VARIOUS CARRIERS. **SIOUX FALLS SCHOOLS CATHOLIC FOUNDATION. 11/13/2012. MEMBER OF THE INVESTMENT POLICY COMMITTEE. **CATHOLIC COMMUNITY FOUNDATION OF EASTERN SOUTH DAKOTA POSITION: Committee Member NATURE: Charitable Event INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2017 ADDRESS: 523 N Duluth Ave, Sioux Falls SD 57104, United States DESCRIPTION: Participate in the event Planning with a group of volunteers to coordinate logistics, hosting & charitable fundraising for the annual Gift of Hope Concert & Bishops Hunt charitable events. **INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/30/2024 ADDRESS: 4910 S. Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: This replaces EBI, Inc. for Sanford Health enrollment of physicians and executives. **WEBSITE POSITION: Website address NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2026 ADDRESS: 4910 S. Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: We are creating a DBA for the sole purpose the domain JTJSFFinancial.com. The DBA will not be used for any marketing materials, client communications, email, or any other purpose.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-08
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1990-04-19
  • S66 Uniform Combined State Law Examination
    2002-08-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1990-04-19
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sioux Falls, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor