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Cassandra Shawn Anderson

Valic Financial Advisors, Inc.

Lakewood, CO

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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-06-10
ID RA APPROVED 2019-06-12
CA RA APPROVED 2012-08-03
  • CO RA
    APPROVED
    Since 2024-06-10
  • ID RA
    APPROVED
    Since 2019-06-12
  • CA RA
    APPROVED
    Since 2012-08-03

Branch Locations

165 South Union Boulevard Suite 600, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Emeryville CA 06/2012 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2011-04-29 → 2011-12-22
    Sensiba San Filippo Financial Advisers Llc
    San Mateo, CA
  • 2007-07-02 → 2008-09-08
    The Strategic Financial Alliance, Inc.
    Larkspur, CA
  • 2004-05-21 → 2005-07-19
    Banc Of America Investment Services, Inc.
    San Francisco, CA
  • 2003-06-23 → 2004-05-25
    Ifmg Securities, Inc.
    Larkspur, CA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-15
S65 Uniform Investment Adviser Law Examination 1999-08-30
  • S63 Uniform Securities Agent State Law Examination
    2001-10-15
  • S65 Uniform Investment Adviser Law Examination
    1999-08-30
Designations
Other Names
  • Cassandra Shawn Vanhorn
  • Cassandra Shawn Anderson
  • Cassandra Shawn Van Horn

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
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PFS INVESTMENTS INC.

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DOUGLAS FRANK JOHNSON
ROXANNE LYNN DILLON
KELLI ANN WALLACE
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SARA LOVETERE KEITH
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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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