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William David Gorman

LPl Financial LLC

Little Rock, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-11-01
TX RA APPROVED 2024-11-01
  • AR RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

11311 Arcade Drive Suite 120, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 08/2006 11/2024
Bank Of America, N.A. Little Rock AR 07/2011 11/2024
Lpl Financial Llc Little Rock AR 11/2024 Present
Previous Registrations
Other Businesses

1- 11/2024 - Gorman Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - StarT Date 11/01/2024 - 160 Hours per Month/ 35 Hours During Trading 2. 03/14/2025 - Bellevue Wealth Advisory - DBA for LPL Business (entity for LPL business) - Investment rel - At reported Business LOCation - Start Date: 03/31/2025 - 50Hrs/Mnth 30Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-11
  • S66 Uniform Combined State Law Examination
    2005-01-11
Designations
Other Names
  • William Gorman
  • Bill Gorman

View on SEC IAPD

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