Vernon Foster Ullmann

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Cetera Investment Services Llc
  Bryan, TX
• 05/2007 → 11/2016
  Prosperity Bank
  Bryan, TX
• 01/2014 → Present
  Cetera Investment Advisers Llc
  Bryan, TX

Other Businesses

1.)PRESIDENT- ROTARY CLUB AGGIELAND. 3 HRS WK/0 COMP 2. IMMEDIATE PAST PRESIDENT- ROTARY CLUB OF AGGIELAND, ATTEND BOARD MTGS, PARTICIPATE IN CLUB ACTIVITIES, ONE OF 3 W/SIGNATURE AUTHORITY ON CHECKING ACCOUNT-2 SIGNORS REQ'D. 1 HR WK 3. AGGIELAND HUMANE SOCIETY PET SHELTER - ATTEND BOARD MTGS, REVIEW POLICY, PARTICIPATE IN FUNDRAISING ACTIVITIES. 1 HR WK. 4. PRESIDENT AND FINANCIAL ADVISOR OF FUNDAMENTAL WEALTH ADVSIORS; DBA FOR CETERA BUSINESS

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-05-23

Other Names

• Foster Ullmann